Automated compliance testing
Run your compliance tests on autopilot
Normio designs your monitoring plan with you and runs it automatically
Our AI agent drafts the test design from controls, procedures, and source evidence. Compliance approves the scope. Normio runs the tests on schedule and returns evidence, outcomes, and exceptions ready for review.
Client complaint remediation timeliness
Daily test - Conduct risk
Automation
Started 15 Jun 2026
- 1Open complaints registerRunning
- 2Match case notes and customer updatesWaiting
- 3Recalculate policy SLAWaiting
- 4Draft outcome and evidence packWaiting
Outcome
Pending automation completion
2 exceptions identified: late remediation evidence on sampled cases was grouped for reviewer assessment, with customer update records attached to the execution.
Evidence files:
The testing problem
The ideal monitoring plan is bigger than the team available to run it.
Compliance teams know the risks they should monitor. What they lack is the capacity to design the tests, run them at the right frequency, and document the outcome every time.
01
Defining a reliable test takes judgement.
A useful test needs the right population, evidence source, sampling logic, threshold, exception rule, owner, and review standard. That design work is too often trapped in documents and spreadsheets.
02
Coverage gets rationed by capacity.
Compliance teams know the testing programme they would run in an ideal world. In practice, frequency and sample depth are reduced to what the team can manually prepare and execute.
03
The operating burden hides the real findings.
Evidence chasing, workbook versioning, rationale capture, and follow-up tracking consume the review window before a compliance officer gets to the judgement that matters.
Testing programme on autopilot
Your whole monitoring plan, running itself on schedule.
Each approved test runs at the right frequency, gathers its evidence, and surfaces exceptions in one operational view.
01
AI designs the tests
The AI agent reviews existing tests, policies, controls, and evidence sources to design the tests in Normio.
02
Compliance reviews the plan
Compliance challenges and approves the scope, cadence, thresholds, owners, review standards, and escalation paths before activation.
03
Tests run automatically
Approved tests run on schedule, collect the required evidence, flag exceptions, and record the run history.
04
Compliance reviews the outcomes
Reviewers see outcomes, exceptions, findings, and follow-up actions from the execution record.
Monitoring plan
342 active tests across entities, areas, owners, outcomes, and run schedules.
Total tests
342
Not passed
12
Passed with exceptions
18
Open exceptions
37
| Entity | Area / Sub-area | Test | Cadence | Outcome | Exceptions | Owner | Next run |
|---|---|---|---|---|---|---|---|
| UK Payments Ltd | Conduct risk Complaints | Client complaint remediation timeliness Auto | Daily | Passed with Exceptions | 2 | Priya Raman | Tomorrow |
| UK Payments Ltd | Market conduct Trade surveillance | Trade surveillance closure quality Auto | Weekly | Not passed | 4 | Amara Okafor | 18 Jun |
| EU EMI Ltd | Financial crime Customer due diligence | High-risk client refresh evidence Auto | Weekly | Running | 0 | Daniel Marchand | 17 Jun |
| EU EMI Ltd | Client assets Reconciliations | Break escalation and closure evidence Auto | Daily | Passed | 0 | Louis Hart | Today |
| UK Payments Ltd | Operational resilience Incidents | Incident follow-up completion Auto | Weekly | Passed | 0 | Maya Ionescu | 22 Jun |
| + 337 more | |||||||
Evidence sources
Run compliance tests across all your source systems.
Normio connects to the files, tools, and systems that hold the evidence needed for each test.
GRC & Registers
Controls, risks, issues, and monitoring plans
Document Stores
SharePoint, Google Drive, Confluence
Workbooks
Excel, Google Sheets, CSV evidence packs, Word documents
Workflow
Jira, Asana, approval and action tracking
Communication
Slack, Microsoft Teams, reviewer updates
Connected Systems
Any source system that can share data through an API
Bring a real test. Leave with an automated workflow.
Pick one real, time-consuming test from your current monitoring plan. In one session, we'll map how it works today and show how it can run automatically in Normio.
No generic demo deck. A working session around a real testing problem.